Mark P Sullivan

Current Employers

Employment History

• 01/2015 → 10/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2017 → Present
  Stifel Nicolaus & Co Inc
  Gainesville, FL

Previous Registrations

• 2009-06-01 → 2017-10-26
  Morgan Stanley
  Gainesville, FL
• 2008-08-29 → 2009-06-01
  Morgan Stanley & Co. Llc
  Stuart, FL
  Gainesville, FL
• 1993-11-18 → 2008-09-08
  Ubs Financial Services Inc.
  Gainsville, FL

Other Businesses

1. SULLIVAN FARMS, LLC; 20638 NW 78TH AVE ALACHUA, FL 32615; CATTLE AND HAY SALES; MEMBER; FARMING SUPERVISION; 2/27/2007; .50 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED 2. MARK SULLIVAN; 20638 NW 78TH AVE, ALACHUA FL; NOTARY PUBLIC; STARTED IN 1/1/1988;.50 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED 3. The Greenbrier, LLC; 20638 NW 78th Ave Alachua FL 32615; Real Estate; Member; Personally owned real estate; 2/21/2007; .5 hours per quarter; Not during securities trading hours; Investment-Related 4. Northern Alachua Holdings, LLC; 20638 NW 78th Ave Alachua FL 32615; Real Estate; Member; Personally owned real estate; 2/21/2007; .5 hours per quarter; not during securities trading hours; Investment-Related 5. Southern Forest Grove, LLC; 20638 NW 78th Ave Alachua FL 32615; Real Estate; Member; Personally owned real estate; 2/21/2007; .5 hours per quarter; not during securities trading hours; Investment-Related 6. Flying Farmer, LLC; 20638 NW 78th Ave Alachua FL 32615; Real Estate; Member; Personally owned real estate; 2/27/2007; .5 hours per quarter; not during securities trading hours; Investment-Related 7. Eagle Assets, LLC; 20638 NW 78th Ave Alachua FL 32615; Real Estate; Member; Personally owned real estate; 2/27/2007; .5 hours per quarter; not during securities trading hours; Investment-Related 8. The Hermitage LLC; 20638 NW 78th Ave Alachua FL 32615; Real Estate; Member; Personally owned real estate; 2/21/2007; .5 hours per quarter; not during securities trading hours; Investment-Related 9. Rockingham LLC; 20638 NW 78th Ave Alachua FL 32615; Real Estate; Member; Personally owned real estate; 2/21/2007; .5 hours per year; not during securities trading hours; Investment-Related 10. Sullivan Plantations LLC; 20638 NW 78th Ave Alachua FL 32615; Real Estate; Member; Personally owned real estate; 2/21/2007; .5 hours per year; not during securities trading hours; Investment-Related 11. Lexington Estates LLC; 20638 NW 78th Ave Alachua FL 32615; Real Estate; Member; Personally owned real estate; 2/21/2007; .5 hours per quarter; not during securities trading hours; Investment-Related 12.Hermitage of Columbia County Homeowners Association, Inc; 20638 NW 78th Ave Alachua FL 32615; Home Owners Assn; President; 7 lot subdivision; 4/13/2007; .50 hours per year; not during securities trading hours; Not Investment-Related 13. Lexington Estates Of Alachua County Homeowners Association, In; 20638 NW 78th Ave Alachua FL 32615;Home Owners Assn.; President; 6 lot subdivision HOA; 7/12/2004; .5 hours per year; not during securities trading hours; Not Investment-Related 14. Rockingham Estates Homeowners Association, Inc; 20638 NW 78th Ave Alachua FL 32615; Home Owners Assn; President; land subdivision where we live. No lots are sold; 5/15/2002; .5 hours per year; not during securities trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-10-06
• S63 Uniform Securities Agent State Law Examination
  1983-01-21

Other Names

• Mark Patrick Sullivan