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600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-04-26 |
| AZ | RA | APPROVED | 2021-04-06 |
| FL | RA | APPROVED | 2017-07-12 |
| MN | RA | APPROVED | 2014-01-01 |
| WI | RA | APPROVED | 2013-01-14 |
| IA | RA | APPROVED | 2012-07-24 |
Branch Locations
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States
Edina, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 09/2009 | Present |
| Oakwood Capital, Inc. | Minneapolis | MN | 07/2012 | Present |
INVESTMENT ADVISOR REPRESENTATIVE OF OAKWOOD CAPITAL, INC. (OC) 600 HIGHWAY 169, SUITE 1410, MINNEAPOLIS, MN 55426. (INVESTMENT RELATED BUSINESS - OC IS A STATE REGISTERED INVESTMENT ADVISOR) AFFILIATED WITH OC 09/15/2009. APPROXIMATELY 100 HOURS PER MONTH (BASED ON 160 WORKING HOURS IN A MONTH)ARE SPENT ON OC BUSINESS DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-28 |
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