Martin Edwin James

Current Employers

Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2023-10-16

IN RA
APPROVED

Since 2023-10-16

Branch Locations

130 Meadow Lake Drive, Mooresville, IN 46158 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Martin E James Cpa. P C.	Mooresville	IN	01/1997	Present
World Equity Group	Mooresville	IN	08/2009	10/2023
Modern Wealth Management, Llc	Lenexa	KS	10/2023	Present

01/1997 → Present

Martin E James Cpa. P C.

Mooresville, IN
08/2009 → 10/2023

World Equity Group

Mooresville, IN
10/2023 → Present

Modern Wealth Management, Llc

Lenexa, KS

Previous Registrations

2009-08-04 → 2023-10-13

World Equity Group, Inc.

Mooresville, IN

Schaumburg, IL

Schaumburg, IL
2005-11-16 → 2009-08-06

Invest Financial Corporation

Mooresville, IN
1999-09-30 → 2006-01-05

Charter Advisory Corporation

Indianapolis, IN

Other Businesses

(1) MARTIN JAMES, CPA, PC, 130 MEADOW LAKE DRIVE, MOORESVILLE, IN 456158. NOT INVESTMENT RELATED. START: 1986 PRES, CPA FOR TAX AND ACCOUNTING PRACTICE.HOURS/MO: 100, HOURS/MO DURING SECURITIES TRADING: 5. (2) DUCK, DUCK, GOOSE LLC - NOT INVESTMENT RELATED. 130 MEADOW LAKE DRIVE, MOORESVILLE, IN 46158. START DATE: 2002. MEMBER/MANAGER FOR FAMILY OWNED RECREATIONAL PROPERTY. HOURS/MO: .5. 0 DURING SECURITIES TRADING HOURS. (3) FIXED INSURACE. INVESTMENT RELATED. 130 MEADOWLAKE, MOORESVILLE, IN 46158, START DATE: 3/15/2007. OWNER/AGENT. IMPLEMENTING FIXED INS RECOMMENDED IN FINANCIAL PLANNING PRACTICE. HRS/MTHLY 15. HOURS/MONTHLY DURING SECURITIES TRADING: 2 (4) FLY CASTING INSTRUCTOR - NOT INVESTMENT RELATED. 562 NORTHFIELD RD. PLAINFIELD IN 46168. START DATE: 2018. FFF CERTIFIED FLY CASTING INSTRUCTOR. HOURS/MO: 5. 0 DURING SECURITIES TRADING HOURS. (5) HEARTLAND FLY FISHING FEST, INC., NOT INVESTMENT RELATED. START DATE 2018, 562 NORTHFIELD RD., PLAINFIELD, IN 46168. SECRETARY. MANAGE FLY FISHING EVENTS. HOURS/MO: .25. 0 DURING SECURITIES TRADING DAY. (6) HEARTLAND FLY FISHING FESTIVAL, INC - SECRETARY; ASSIST IN ANNUAL FLY FISHING SHOW. NON-INVESTMENT RELATED, NO COMPENSATION. 1 HR/MONTH. START DATE 01/2018 (7) Plainfield Christian Church Financial Board. Board Member/Director. Plainfield Christian Church. 800 . N Dan Jones Rd, Plainfield, IN. 46168. 1 HR/Month. Start Date 07/29/2026. 0 Hours during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-31
S63	Uniform Securities Agent State Law Examination	1998-02-19

S65 Uniform Investment Adviser Law Examination

1998-08-31
S63 Uniform Securities Agent State Law Examination

1998-02-19

Other Names

Marty James
Martin E James

View on SEC IAPD