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Bernard Katz

Wealth Effects

Boynton Beach, FL

Boston, MA

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Current Employers
Wealth Effects

265 Franklin Street Suite 1702, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-17
  • FL RA
    APPROVED
    Since 2023-02-17

Branch Locations

Boynton Beach, FL • United States

265 Franklin Street Suite 1702, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernard Katz Cpa New York NY 09/1980 01/2022
Bernard Katz Dba Katz Capital Management New York NY 05/1991 12/2022
Wealth Effects Llc Boynton Beach FL 12/2022 Present
  • 09/1980 → 01/2022
    Bernard Katz Cpa
    New York, NY
  • 05/1991 → 12/2022
    Bernard Katz Dba Katz Capital Management
    New York, NY
  • 12/2022 → Present
    Wealth Effects Llc
    Boynton Beach, FL
Previous Registrations
  • 2021-05-05 → 2022-12-31
    Katz Capital Management
    Boynton Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-19
S63 Uniform Securities Agent State Law Examination 1986-01-23
  • S65 Uniform Investment Adviser Law Examination
    2003-08-19
  • S63 Uniform Securities Agent State Law Examination
    1986-01-23

View on SEC IAPD

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