Brian Alan Hagen

Current Employers

D.H. Hill Advisors, Inc.

1543 Green Oak Place Suite 200, Kingwood, TX 77339 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01
VA	RA	APPROVED	2016-10-31
LA	RA	APPROVED	2016-08-22
TX	RA	APPROVED	2016-08-15

FL RA
APPROVED

Since 2025-01-01
VA RA
APPROVED

Since 2016-10-31
LA RA
APPROVED

Since 2016-08-22
TX RA
APPROVED

Since 2016-08-15

Branch Locations

Montgomery, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
The Stevenson Group	Houston	TX	03/2010	Present
D.H. Hill Securities, Lllp	Kingwood	TX	08/2016	Present

03/2010 → Present

The Stevenson Group

Houston, TX
08/2016 → Present

D.H. Hill Securities, Lllp

Kingwood, TX

Previous Registrations

2014-05-22 → 2016-08-30

Concourse Financial Group Securities, Inc.

The Woodlands, TX
2012-04-17 → 2014-05-16

D.H. Hill Advisors, Inc.

Kingwood, TX
2010-05-18 → 2010-07-29

Securities America Advisors, Inc.

Houston, TX
2007-12-19 → 2010-04-22

Oneamerica Securities, Inc.

Indianapolis, IN
2006-10-10 → 2007-10-31

Stancorp Investment Advisers, Inc.

Houston, TX

Other Businesses

1.) GALLANT FINANCIAL POSITION: President NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2016 ADDRESS: 102 Pacific Grove, Montgomery TX 77316 DESCRIPTION: This activity is the same as already disclosed but the corporation will be compensated directly in leiu of paying me directly. This is being changed in order to best manage tax liabilities and provide structure to the activity. 2.) D.H. Hill Advisors, Inc., Registered Investment Advisor, Start Date 8/15/2016 No of Hours: 40, No of hours during trading: 20 3.)Deferred Sales Trust, Prospecting and Advising Deferred Sales Trust transactions, Start Date 3/27/2017, not investment related, 10 hours per month, 10 hours during trading, conducted at 102 Pacific Grove, Montgomery TX 77316

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-17

S66 Uniform Combined State Law Examination

2006-08-17

View on SEC IAPD