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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-01-14 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
18801 Ventura Blvd Suite 207, Tarzana, CA 91356 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Professional Financial Resources, Inc | Los Angeles | CA | 03/1997 | Present |
| Total Financial | Culver City | CA | 10/2008 | Present |
| Zey Financial | Tarzana | CA | 01/2009 | Present |
| The Leaders Group Inc | Littleton | CO | 10/2012 | Present |
1.) PROFESSIONAL FINANCIAL RESOURCES, INC. - 3/1/1997 - 18801 Ventura Blvd, Suite 207, Tarzana, CA 91356 - President/CEO, Expert witness, forensic financial planning testimony, Insurance business, Not Invt Rel, 10 hrs/mo; 0 hrs/mo (during trading hours). 2.) ZEY FINANCIAL & INS SVCS, INC. - 1/1/2009 - 18801 Ventura Blvd, Suite 207, Tarzana, CA 91356 - President & CEO, Selling life insurance, disability and LTC, Insurance business, Not Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) TOTAL FINANCIAL - 10/1/2008 - 11835 W Olympic Blvd, Suite 600, Los Angeles, CA 90064 - Sales, Fixed business GA, Not Invt Rel, 0 hrs/mo; 0 hrs/mo (during trading hours). 4.) FFR - 1/1/2009 - 100 Spectrum Center Drive, Suite 400 Irvine, CA 92618 - Principal, Sell life insurance, fixed life insurance sales business, Not Invt Rel, 200 hrs/mo; 200 hrs/mo (during trading hours). 5.) TLG ADVISORS, INC. - 1/12/2016 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 6.) CAL LUTHERAN UNIVERSITY - 05/26/2022 - 18801 Ventura Blvd., #207, Tarzana, CA 91356 - Professor, Teaching, Not Invt Rel, 20 hrs/mo; 0 hrs/mo (during trading hours). 7.) PFR INC - 09/26/2010 - 18801 Ventura Blvd., #207, Tarzana, CA 91356 - Testimony, Calculation of IRR on assets for support in divorce cases, Not Invt Rel, 5 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-28 |
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