Ann Marie Greenberg

Current Employers

Employment History

• 01/2014 → Present
  Lpl Financial Llc
  Chicago, IL
• 08/2014 → 06/2018
  Moneco Advisors, Llc
  Fairfield, CT
• 07/2018 → Present
  Highpoint Advisor Group, Llc
  Chicago, IL

Previous Registrations

• 2018-07-12 → 2021-12-31
  Highpoint Planning Partners
  Chicago, IL
  Downers Grove, IL
  Chicago, IL
  Chicago, IL
• 2014-08-18 → 2018-07-24
  Moneco Advisors
  Fairfield, CT
  Chicago, IL
  Chicago, IL
• 2014-05-08 → 2014-08-11
  Moneco
  Fairfield, CT
• 2010-10-28 → 2012-01-31
  Ubs Financial Services Inc.
  Westport, CT

Other Businesses

1. 7/9/2018 - HighPoint Planning Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/02/2018 - 120 Hours Per Month/120 Hours During Securities Trading. 2. 7/23/2018 - HighPoint Advisor Group - DBA: (Hybrid) HighPoint Planning Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 07/02/2018 - 120 Hours Per Month/120 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through HighPoint Advisor Group, an independent investment advisor firm. I started this business activity in 07/02/2018. I expect to spend approximately 120 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/23/2018 - HighPoint Advisor Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/28/2018 - 40 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through HighPoint Advisor Group LLC, an independent investment advisor firm. I started this business activity in 06/28/2018. I expect to spend approximately 40 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/13/2020 - Lorio Irrevocable Trust - Investment Related - Act in a Fiduciary Capacity - Trustee - Started 12/20/2012 - 1 Hour Per Month During Securities Trading - Family Trust.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-27

Designations

Other Names

• Ann M Lorio
• Ann Greenberg