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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-02 |
Branch Locations
1230 Rosecrans Ave Ste 100, Manhattan Bch, CA 90266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Domus Capital Group, Llc | San Luis Obispo | CA | 11/2012 | 09/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2016 | 09/2019 |
| Edward Moyzes | Los Angeles | CA | 09/2019 | Present |
| Northwestern Mutual Investment Services, Llc | Los Angeles | CA | 09/2019 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2019 | Present |
1. PLAYTESTER, YONEX, 20140 SOUTH WESTERN AVENUE, TORRANCE, , CALIFORNIA, 90501, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 08/17/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TEST TENNIS EQUIPMENT 2. CO-LEADER, GIRL SCOUTS, 641 CALIFORNIA STREET, EL SEGUNDO, , CALIFORNIA, 90245, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/4/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, GIRL SCOUT TROOP CO-LEADER; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-24 |
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