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Roger Lowell Wittlin

Wittlin Advisory

San Francisco, CA

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Current Employers
Wittlin Advisory

San Francisco, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-03-09
  • CA RA
    APPROVED
    Since 2018-03-09

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roger Wittlin Investment Advisory, Llc San Francisco CA 02/2018 Present
Roger Wittlin, Sole Proprietor San Francisco CA 05/2014 09/2023
Pccp San Francisco CA 05/2014 09/2023
Monroe Capital, Llc San Francisco CA 04/2017 05/2022
True Capital San Francisco CA 07/2019 12/2022
  • 02/2018 → Present
    Roger Wittlin Investment Advisory, Llc
    San Francisco, CA
  • 05/2014 → 09/2023
    Roger Wittlin, Sole Proprietor
    San Francisco, CA
  • 05/2014 → 09/2023
    Pccp
    San Francisco, CA
  • 04/2017 → 05/2022
    Monroe Capital, Llc
    San Francisco, CA
  • 07/2019 → 12/2022
    True Capital
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-10
S63 Uniform Securities Agent State Law Examination 1986-08-12
  • S65 Uniform Investment Adviser Law Examination
    2018-01-10
  • S63 Uniform Securities Agent State Law Examination
    1986-08-12

View on SEC IAPD

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