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One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-06-02 |
Branch Locations
401 N Michigan Ave Suite 1640, Chicago, IL 60611 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Oak Brook | IL | 06/2016 | 05/2017 |
| Lpl Financial, Llc | Chicago | IL | 06/2017 | 04/2018 |
| Sequoia Wealth Management, Llc | Chicago | IL | 06/2017 | 04/2018 |
| Jmc Wealth Management, Inc. | Chicago | IL | 06/2017 | 04/2018 |
| Charles Schwab & Co., Inc. | Oak Brook | IL | 04/2018 | 03/2019 |
| Charles Schwab Bank | Oak Brook | IL | 04/2018 | 03/2019 |
| Tiffany & Co. | Oak Brook | IL | 06/2017 | 03/2018 |
| Fsr Wealth Management, Ltd. | Elmhurst | IL | 03/2019 | 12/2019 |
| Fidelity Investments | Chicago | IL | 06/2020 | 09/2021 |
| Unemployed | Chicago | IL | 01/2020 | 06/2020 |
| Tenyiah Simmons Insurance Agency | Westchester | IL | 10/2021 | 04/2022 |
| State Farm Insurance | Chicago | IL | 05/2022 | 10/2022 |
| State Farm Vp Management Corp | Chicago | IL | 05/2022 | Present |
| State Farm Investment Management Corp | Chicago | IL | 05/2022 | Present |
| Alexis Rivera Insurance Agency | Chicago | IL | 10/2022 | Present |
1) Alexis Rivera's Insurance Agency; Investment-related; 401 N Michigan Ave Ste 1640 Chicago, IL 60611; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;10/1/2022; 80; 80; Service customers and supervise employees 2) Beat the Streets Chicago; Non-Investment-Related; 5985 S Archer Ave., Chicago, IL 60638; Public Service; Employee; 8/1/2021; 40, 0; Coach wrestling.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-09 |
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