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Thomas Vantine Hart

Hart Investment Management Inc.

Southern Pines, NC

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Current Employers
Hart Investment Management Inc.

Southern Pines, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2008-01-08
SC RA APPROVED 2008-01-08
  • NC RA
    APPROVED
    Since 2008-01-08
  • SC RA
    APPROVED
    Since 2008-01-08

Branch Locations

Southern Pines, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hart Investment Management, Inc. Southern Pines NC 10/2007 Present
Previous Registrations
  • 2004-06-21 → 2008-01-04
    Danzell Investment Management, Ltd.
    Southern Pines, NC
  • 2001-12-31 → 2003-06-27
    Prudential Equity Group, Llc
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-05
S63 Uniform Securities Agent State Law Examination 1983-01-05
  • S65 Uniform Investment Adviser Law Examination
    1993-08-05
  • S63 Uniform Securities Agent State Law Examination
    1983-01-05

View on SEC IAPD

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