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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-04-17 |
| VA | RA | APPROVED | 2008-01-01 |
Branch Locations
999 Waterside Dr Ste 1800 Dominion Tower, Norfolk, VA 23510 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Norfolk | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norfolk | VA | 11/2016 | Present |
BISHOP SULLIVAN CATHOLIC HS FOUNDATION; INVESTMENT RELATED; VIRGINIA BEACH,VA; INVESTMENT REVIEW COMMITTEE; START DATE 01/01/2011; NUMBER OF HOURS PER MONTH .5; NUMBER OF HOURS DURING TRADING .5; HELPING REVIEW INVESTMENTS AND PERFORMANCE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-12-30 |
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