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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-01
WA RA APPROVED 2014-11-07
  • TX RA
    APPROVED_RES
    Since 2019-04-01
  • WA RA
    APPROVED
    Since 2014-11-07

Branch Locations

777 108Th Ave Ne #1600, Bellevue, WA 98004 • United States

Bellevue, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Bellevue WA 11/2014 Present
Previous Registrations
  • 2009-05-22 → 2014-11-07
    Mcadams Wright Ragen, Inc.
    Bellevue, WA
  • 2008-01-01 → 2009-05-27
    Kirkland, WA
  • 1998-12-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Kirkland, WA
    Kirkland, WA
    St. Louis, MO
Other Businesses

BELLEVUE SUNRISE ROTARY, CHARITY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-30
S63 Uniform Securities Agent State Law Examination 1982-12-29
  • S65 Uniform Investment Adviser Law Examination
    1998-10-30
  • S63 Uniform Securities Agent State Law Examination
    1982-12-29

View on SEC IAPD

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