Steven Mark Marantz

Current Employers

Employment History

• 05/2014 → 05/2017
  Cco Investment Services Corp
  Springfield, MA
• 06/2017 → 04/2018
  J.W. Cole Financial, Inc.
  Tampa, FL
• 06/2017 → 09/2020
  Conscious Capital Wealth Management, Llc
  Glastonbury, CT
• 05/2018 → 10/2020
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 09/2020 → 06/2021
  Voya Financial Advisors, Inc.
  East Hartford, CT
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-10-06 → 2021-06-09
  Voya Financial Advisors, Inc.
  Windsor, CT
  East Hartford, CT
  Glastonbury, CT
• 2017-08-24 → 2020-10-26
  Conscious Capital Wealth Management, Llc
  Glastonbury, CT
  Tampa, FL
• 2014-05-28 → 2017-06-02
  Citizens Securities, Inc.
  Springfield, MA
  Pittsfield, MA
  Pittsfield, MA
  North Adams, MA
  Westfield, MA
  West Springfield, MA
  Feeding Hills, MA
  East Springfield, MA
  Springfield, MA
  East Longmeadow, MA
  Hudson, MA
  East Springfield, MA
  Feeding Hills, MA
  Northampton, MA
  Pittsfield, MA
  West Springfield, MA
  Hudson, MA
  Northampton, MA
  Greenfield, MA
  North Adams, MA
  Greenfield, MA
  Westfield, MA
  Pittsfield, MA
• 2008-06-18 → 2014-05-23
  Osaic Institutions, Inc.
  Coventry, CT
  East Windsor, CT
  Manchester, CT
  Colchester, CT
  South Glastonbury, CT
  South Windsor, CT
  South Windsor, CT
  East Windsor, CT
  Manchester, CT
  Glastonbury, CT
  Manchester, CT
  Meriden, CT
  Rockville, CT
  Ellington, CT
  Vernon, CT
  Vernon, CT
  Tolland, CT
  Stafford Springs, CT
  Enfield, CT
  Somers, CT
  Enfield, CT
  Enfield, CT
  Suffield, CT
• 2006-12-13 → 2008-06-10
  Banc Of America Investment Services, Inc.
  Springfield, MA
  Chicopee, MA
  Springfield, MA
• 2002-01-01 → 2007-01-03
  Cetera Investment Services Llc
  Springfield, MA

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 111 FOUNDERS PLAZA STE 1706; EAST HARTFORD; CT; 06108; Fixed Insurance Sales; Independent Insurance Agent; 10/5/2020; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:REED FINANCIAL PLANNING SERVICES, LLC; Yes; 111 FOUNDERS PLAZA STE 1706; EAST HARTFORD; CT; 06108; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR; 10/5/2020; 160; 106; SALE AND SERVICE FIXED INSURANCE, SECURITIES AND INVESTMENT PRODUCTS|NAME OF ENTITY:TOWN OF LONGMEADOW; No; 20 WILLIAMS ST; LONGMEADOW; MA; 01106; TOWN BOARD; MEMBER-SELECT BOARD; 6/17/2020; 20; 2; SET POLICY & HIRE/FIRE THE TOWN MANAGER|NAME OF ENTITY:LOCAL COMMUNITY MITIGATION; No; 101 FEDERAL ST; BOSTON; MA; 02110; MITIGATION ADVISORY COMMITTEE; COMMITTEE MEMBER; 9/1/2018; 1; 1; ATTEND MEETINGS AND DISCUSS IMPACT OF CASION IN SPRINGFIELD|

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-29
• S63 Uniform Securities Agent State Law Examination
  1982-12-27