Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-28
CA RA APPROVED 2006-09-27
  • TX RA
    APPROVED_RES
    Since 2015-10-28
  • CA RA
    APPROVED
    Since 2006-09-27

Branch Locations

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

La Jolla, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 07/2006 Present
Other Businesses

1)NAMI CONTRA COSTA / SUPPORT FAMILIES OF INDIVIDUALS WITH MENTAL ILLNESSES / P.O. BOX 21247 CONCORD, CA 94521 / MEMBER OF BOARD / NON PROFIT / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS FOR THE COMPANY? NO / START DATE 03/01/2011 / 5 HRS PER MONTH. 2)ALAMEDA HEALTH SYSTEM / OAKLAND UNITED STATES,CALIFORNIA WWW.ALAMEDAHEALTHSYSTEM.ORG / NO/ ALAMEDA COUNTY BOARD OF SUPERVISORS PROVIDE HEALTH CARE SERVICES TO THE POPULATION OF ALAMEDA COUNTY / TRUSTEE / MEMBER, BOARD OF TRUSTEES / START DATE 9/23/15 3)THE ARC OF SAN FRANCISCO / 1500 HOWARD STREET SAN FRANCISCO,CA 94103 / ADVOCACY AND ASSISTANCE TO PEOPLE WITH DEVELOPMENTAL DISABILITIES / / MEMBER OF AUDIT COMMITTEE / START DATE 7/1/2014 / 1 HOUR EVERY OTHER MONTH. 4)Mt La Jolla Homeowners Association / 5490 Caminito Herminia La Jolla,CA 92037 / Member of Board of Directors / / Board member, rules committee / Start Date 7/15/2014 5)University of Chicago Alumni Club of the Bay Area / 5555 South Woodlawn Avenue Chicago,IL 60637 / Alumni social and educational activities / Member of Board of Directors / Board member, alumni engagement / Start Date 3/1/2015 6) Hiroo LLC/ Category -Company/ Principal Business Activity - The LLC has the sole purpose of owning an already disclosed rental property 5252 Edge Park Way CORC0027682./ Role - Proprietor / owner/ Duty -Same as I do now. Hire professional property manager. Provide books and records to my accountant to handle annual tax returns./ Comp-No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-26
  • S66 Uniform Combined State Law Examination
    2006-09-26
Other Names
  • James C Lugannani

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor