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Phyllis Louise Egan

Charles Schwab & Co., Inc.

Northbrook, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-26
  • IL RA
    APPROVED
    Since 2022-01-26

Branch Locations

445 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Northbrook IL 07/2010 12/2022
Charles Schwab & Co., Inc. Northbrook IL 12/2022 Present
Charles Schwab Bank, Ssb Northbrook IL 07/2024 Present
  • 07/2010 → 12/2022
    Td Ameritrade, Inc.
    Northbrook, IL
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Northbrook, IL
  • 07/2024 → Present
    Charles Schwab Bank, Ssb
    Northbrook, IL
Previous Registrations
  • 2006-05-17 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Northbrook, IL
    Northbrook, IL
  • 2005-09-06 → 2022-10-14
    Td Ameritrade, Inc.
    Northbrook, IL
    Northbrook, IL
  • 2003-04-14 → 2005-08-29
    Harrisdirect Llc
    Niles, IL
  • 2001-02-21 → 2002-10-31
    Howe Barnes Capital Management, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-16
S63 Uniform Securities Agent State Law Examination 1983-01-06
  • S65 Uniform Investment Adviser Law Examination
    1992-12-16
  • S63 Uniform Securities Agent State Law Examination
    1983-01-06

View on SEC IAPD

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