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Donald Louis Sazdanoff

Sovereign Asset Management

Lexington, OH

Lexington, OH

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Current Employers
Sovereign Asset Management

Lexington, OH • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-09-13
OH RA APPROVED 2006-12-05
  • LA RA
    APPROVED
    Since 2016-09-13
  • OH RA
    APPROVED
    Since 2006-12-05

Branch Locations

Lexington, OH • United States

Lexington, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sovereign Asset Management Lexington OH 04/1993 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-23
S63 Uniform Securities Agent State Law Examination 1983-01-03
  • S66 Uniform Combined State Law Examination
    2002-10-23
  • S63 Uniform Securities Agent State Law Examination
    1983-01-03
Other Names
  • Donald Louis Sazdanoff

View on SEC IAPD

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