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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-19 |
| NY | RA | APPROVED | 2021-02-23 |
| OK | RA | APPROVED | 2018-01-16 |
| NE | RA | APPROVED | 2017-01-30 |
| MS | RA | APPROVED | 2015-01-13 |
| TX | RA | APPROVED | 2013-04-19 |
Branch Locations
7000 North Mopac Expressway Suite 400, Austin, TX 78731 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Austin | TX | 01/2016 | Present |
Vito's Garden - Owner - Plant Sales - no profit expected - Started June 2020 - zero hrs during business hrs - 2 hrs per week during non-business hrs - 4516 Eagle Feather Dr. Austin Tx 78735
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-04 |
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