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1900 Polaris Parkway, Suite 450, Columbus, OH 43240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-11-25 |
Branch Locations
1900 Polaris Parkway, Suite 450, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Omni Financial Securities, Inc. | Columbus | OH | 11/2015 | Present |
| Sws Advisors, Inc. | Columbus | OH | 11/2015 | Present |
| Crump Life Insurance Services | Harrisburg | PA | 01/2015 | Present |
Ralph Martinez is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. SWS Advisors Inc. always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of SWS Advisors Inc. in such individual's capacity as an insurance agent.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-09-13 |
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