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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-06-20 |
Branch Locations
South Glastonbury, CT • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
200 Glastonbury Blvd, Ste 105, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 06/1976 | 06/2019 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 10/1982 | 06/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 06/2019 |
| Lpl Financial, Llc | Glastonbury | CT | 06/2019 | Present |
| Private Advisor Group, Llc | Glastonbury | CT | 06/2019 | Present |
1) 6/11/2019 - DBA for LPL Business (entity for LPL business) - Ten Path Financial - Investment Related - 100% - Glastonbury, CT 2) 6/11/2019 - Non-Variable Insurance - New England Group Benefits - Investment Related - 3% - Glastonbury, CT 3) 6/11/2019 - DBA for LPL Business (entity for LPL business) - John Greer, Jr. CLU, ChFC - Investment Related - 100% - Glastonbury, CT 4). 06/20/2019 - Private Advisor Group - IAR - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:6/2/2019 - 120 hrs/mo - 7 hrs during trading 100% time spent - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2019. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/20/2019 - Private Advisor Group - DBA:(Hybrid) TenPath Financial - IAR - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:06/02/2019 - 120 hrs/mo - 30 hrs during trading - 100% time spent. 6. 2/1/2021 - Thrivepoint Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/31/2020 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-27 |
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