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Howard Bernard Aschwald

Delta Investment Management, LLC

San Francisco, CA

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Current Employers
Delta Investment Management, Llc

708 Montgomery Street, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-01
  • CA RA
    APPROVED
    Since 2022-04-01

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quantum Capital Management San Francisco CA 01/2007 12/2020
Lido Advisors, Llc San Francisco CA 12/2020 03/2022
Delta Investment Management, Llc San Francisco CA 04/2022 Present
  • 01/2007 → 12/2020
    Quantum Capital Management
    San Francisco, CA
  • 12/2020 → 03/2022
    Lido Advisors, Llc
    San Francisco, CA
  • 04/2022 → Present
    Delta Investment Management, Llc
    San Francisco, CA
Previous Registrations
  • 2021-01-04 → 2022-12-22
    Lido
    Los Angeles, CA
    San Francisco, CA
  • 2010-01-15 → 2020-12-23
    Quantum Capital Management
    San Francisco, CA
    Corte Madera, CA
    San Francisco, CA
  • 2007-05-25 → 2008-12-31
    Quantum Capital Management
    San Francisco, CA
  • 1996-10-18 → 2007-02-26
    Quantum Capital Management Co
    Corte Madera, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-05-04
  • S63 Uniform Securities Agent State Law Examination
    1983-05-04
Designations
Other Names
  • Howard Bernard Aschwald

View on SEC IAPD

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