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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-08-14 |
| MS | RA | APPROVED | 2018-12-14 |
Branch Locations
513 Cobblestone Ct Suite 2, Madison, MS 39110 • United States
Nauvoo, AL • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Jackson | MS | 02/2009 | 01/2019 |
| Stonex Securities Inc. | Nauvoo | AL | 12/2018 | Present |
| Stonex Advisors Inc. | Nauvoo | AL | 12/2018 | Present |
1)Pinetucky Farms 3650 Radiant City Road, Nauvoo, AL 35578 Farming Non-investment related President and owner Decision making duties, running farm equipment 04/23/2019 50 hours spent per month; 24 hours spent during market hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-31 |
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