Jean Roccon-Rohm

Current Employers

Employment History

• 12/1985 → Present
  Ubs Financial Services Inc.
  New London, CT

Other Businesses

1) NAME OF OTHER BUSINESS: The Johnny Mercer Foundation630 Ninth Avenue, Suite 610New York, NY 10036/ INVESTMENT RELATED?:N/ ADDRESS: 15233 Ventura Blvd. Suite 500, Sherman Oaks, CA/ NATURE OF THE BUSINESS:to initiate a series of dynamic, new, fun, hands-on educational programs designed to introudce the Great American Songbook to younger generations. My duties, as Vice President and Treasurer, are to further our goals by helping to facilitate these programs across the country. / POSITION:My current role since 2009 has been Executive Vice President, but they have asked I take on the role of Treasurer as well. I performed this role in the past for JMF. / DUTIES:Interact with accounting firm as royalties are paid in and expenses are paid out, and report JMF's financial position to the board during board meetings. / START DATE: 2/24/2010 / HOURS DEVOTED TO BUSINESS: NA 3) Name of Business: SALVO LLC./ Address: 154 Main St and 115 East Spring St. Zelionople PAUnited States 16063./ Investment Related: Yes./ Nature: own real estate to rent to various entities. 154 Main St. is commercial, and at present, Spring St. is a residential home./ Role: Proprietor / owner./ Duty: I am a part owner but will have nothing to do with day to day business./ Start Date: 6/15/2022./ Time Required: N/A.

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-11-04
• S63 Uniform Securities Agent State Law Examination
  1983-01-07

Other Names

• Jean Raccon Humphrey
• K Jean Roccon Humphrey
• Karen Jean Roccon
• Jean Roccon-Rohm
• Jean Roccon Humphrey