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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-03-17
TX RA APPROVED_RES 1994-01-07
  • GA RA
    APPROVED
    Since 2003-03-17
  • TX RA
    APPROVED_RES
    Since 1994-01-07

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Marietta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Atlanta GA 02/1985 Present
Other Businesses

CHEATHAM HILL FARM HOMEOWNERS ASSOCIATION - VOLUNTEER 1 HR PER WK DEVOTED TO BSNS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-01
S63 Uniform Securities Agent State Law Examination 1982-12-27
  • S65 Uniform Investment Adviser Law Examination
    1993-11-01
  • S63 Uniform Securities Agent State Law Examination
    1982-12-27

View on SEC IAPD

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