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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-09-04
TX RA APPROVED_RES 2017-10-12
NH RA APPROVED 2017-03-25
  • ME RA
    APPROVED
    Since 2025-09-04
  • TX RA
    APPROVED_RES
    Since 2017-10-12
  • NH RA
    APPROVED
    Since 2017-03-25

Branch Locations

Kennebunk, ME • United States

360 Route 101 Unit 2, Bedford, NH 03110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Bedford NH 07/2016 Present
Mml Investors Services, Llc Bedford NH 03/2017 Present
Msi Financial Services Nashua NH 07/2016 03/2017
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Bedford, NH
  • 03/2017 → Present
    Bedford, NH
  • 07/2016 → 03/2017
    Msi Financial Services
    Nashua, NH
Previous Registrations
  • 2011-02-22 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Nashua, NH
  • 1998-08-18 → 2015-01-02
    New England Securities
    Nashua, NH
    Manchester, NH
    Manchester, NH
  • 1998-03-17 → 2003-12-31
    Parks - Tuttle Financial Services, Inc.
  • 1998-03-17 → 2002-12-31
    Parks - Tuttle Financial Services, Inc.
    Bedford, NH
Other Businesses

(1) NAME: RUSSELL G DEMAREST INV REL: Y ADDR: 360 ROUTE 101 UNIT 2 BEDFORD NH 03110 NATURE: OUTSIDE INSURANCE; INDIVIDUAL LIFE, GROUP LTD POSITION: OUTSIDE FIXED BUSINESS START: 4/1/2001 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2) NAME: RUSSELL G DEMAREST INV REL: Y ADDR: 360 ROUTE 101 UNIT 2 BEDFORD NH 03110 NATURE: BUSINESS EXPENSES THROUGH AMHERST STREET EXPENSE SHARING GROUP POSITION: GENERAL PARTNER START: 1/1/2009 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (3) NAME: RUSSELL DEMAREST - THE CONGREGATIONAL CHURCH OF AMHERST, NH UCC INV REL: Y ADDR: 11 CHURCH ST., AMHERST, NH 03031 NATURE: BOARD SERVICE POSITION: TRUSTEE ON CHURCH'S INVESTMENT COMMITTEE START: 06/01/2023 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. DUTIES: MEMBER OF CHURCH'S OVERSIGHT COMMITTEE THAT MONITORS THE ACTIVITIES OF THE MONEY MANAGER WHO IS RESPONSIBLE FOR MANAGING THE ACCOUNT. THIS ENTALIS SEMI-ANNUAL MEETINGS WITH THE COMMITTEE AND THE INVESTMENT MANAGER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-24
S63 Uniform Securities Agent State Law Examination 1984-04-18
  • S65 Uniform Investment Adviser Law Examination
    2025-10-24
  • S63 Uniform Securities Agent State Law Examination
    1984-04-18

View on SEC IAPD

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