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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-10-08 |
| NJ | RA | APPROVED | 2009-05-22 |
Branch Locations
302 Carnegie Center Stes 102 & 104, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lawrenceville | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lawrenceville | NJ | 11/2016 | Present |
JPA BEACHWALK LLC; INV. RELATED; HILTON HEAD ISLAND, SC; CO-OWNER; RENTAL PROPERTY; START 12/5/2016; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: MAINTAIN PROPERTY, COLLECT RENT. CO-TRUSTEE FOR MOTHER'S FAMILY TRUST; INV. RELATED; NARRAGANSETT, RI; START DATE 8/13/2020; 30 HRS PER MONTH; 0 HRS DURING TRADING. EXECUTOR FOR BROTHER; INV RELATED; PRINCETON, NJ; START: 11/11/2024; 2 HOURS A MONTH; 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-26 |
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