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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-10-08
NJ RA APPROVED 2009-05-22
  • TX RA
    APPROVED
    Since 2010-10-08
  • NJ RA
    APPROVED
    Since 2009-05-22

Branch Locations

302 Carnegie Center Stes 102 & 104, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lawrenceville NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lawrenceville NJ 11/2016 Present
Other Businesses

JPA BEACHWALK LLC; INV. RELATED; HILTON HEAD ISLAND, SC; CO-OWNER; RENTAL PROPERTY; START 12/5/2016; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: MAINTAIN PROPERTY, COLLECT RENT. CO-TRUSTEE FOR MOTHER'S FAMILY TRUST; INV. RELATED; NARRAGANSETT, RI; START DATE 8/13/2020; 30 HRS PER MONTH; 0 HRS DURING TRADING. EXECUTOR FOR BROTHER; INV RELATED; PRINCETON, NJ; START: 11/11/2024; 2 HOURS A MONTH; 1 HOUR DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-21
S63 Uniform Securities Agent State Law Examination 1983-04-26
  • S65 Uniform Investment Adviser Law Examination
    2009-05-21
  • S63 Uniform Securities Agent State Law Examination
    1983-04-26

View on SEC IAPD

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