Marsha Lee Werner

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-09-21
FL	RA	APPROVED	2022-06-23
IL	RA	APPROVED	2014-10-30

TX RA
APPROVED_RES

Since 2023-09-21
FL RA
APPROVED

Since 2022-06-23
IL RA
APPROVED

Since 2014-10-30

Branch Locations

Wesley Chapel, FL • United States

100 North Tampa Suite 2400, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Tampa	FL	10/2014	Present

10/2014 → Present

Raymond James & Associates

Tampa, FL

Previous Registrations

2011-09-09 → 2012-05-15

J.P. Morgan Securities Llc

Deer Park, IL

Oakbrook Terrace, IL

Winnetka, IL
2009-06-01 → 2011-09-30

Morgan Stanley

Oakbrook Terrace, IL

Barrington, IL
1998-05-13 → 2009-06-01

Citigroup Global Markets Inc.

Glenview, IL

Highland Park, IL

Oakbrook Terrace, IL

Other Businesses

(1)Name of Business: Ocean Pearl Condominium Association Address: 29534 Torricelli Rd , Wesley Chapel , FL, 33543, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member, Committee Member Investment Related: No Start Date: 03/03/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: participate in the oversight of the finances for the condo association where i live part time.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-10-29
S63	Uniform Securities Agent State Law Examination	1983-09-22

S65 Uniform Investment Adviser Law Examination

2014-10-29
S63 Uniform Securities Agent State Law Examination

1983-09-22

View on SEC IAPD