Thomas John Gillespie

Current Employers

Gillespie Associates Llc.

Carefree, AZ • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	1998-03-23

WA RA
APPROVED

Since 1998-03-23

Branch Locations

Carefree, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gillespie Associates Llc	Carefree	AZ	01/1998	Present

01/1998 → Present

Gillespie Associates Llc

Carefree, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-10-23

S65 Uniform Investment Adviser Law Examination

1991-10-23

Other Names

Tom Gillespie
Thomas J Gillespie