Gerald Gaeta

Current Employers

Employment History

• 04/2002 → 09/2018
  New York Life Insurance Company
  Addison, TX
• 10/2002 → 09/2018
  Nylife Securities Inc
  Addison, TX
• 09/2018 → 09/2020
  First Republic Investment Management, Inc.
  Los Angeles, CA
• 09/2018 → 09/2020
  First Republic Securities Company, Llc
  Los Angeles, CA
• 09/2020 → Present
  City National Rochdale
  Dallas, TX

Previous Registrations

• 2019-03-27 → 2020-09-08
  J.P. Morgan Private Wealth Advisors Llc
  Los Angeles, CA

Other Businesses

(1)[GUITARIST/VOCALIST; NON INVESTMENT RELATED; START DATE 01/2012] (2) Name: Angelily Management LLC Address: Texas Investment-related: Yes Nature of the business: Rental Properties Role: Manager Start Date: 01/01/1980 Description of duties: Make investment decisions related to property ownership and management. Number of hours each month: 4 Number of hours during trading: 1 (3) name of the other business: Gaeta Management LLC whether the business is investment-related: Yes address of the other business:400 Puerto Rico 4466, Apartment A-206 Haudimar, Isabela, Puerto Rico 00662 nature of the other business: Rental Property your position; title, or relationship with the other business: Owner the start date of your relationship:10/01/2025 the approximate number of hours/month you devote to the other business: Less than 10% the number of hours you devote to the other business during securities trading hours: briefly describe your duties relating to the other business: I own a condo in Isabela, Puerto Rico and have a full-time operator managing the space as an Airbnb. He handles everything. The only thing I do is pay the bills and I visit once or twice a year.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-26
• S63 Uniform Securities Agent State Law Examination
  1986-12-08

Other Names

• Gerry Gaeta