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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-22
CO RA APPROVED 2020-07-20
  • TX RA
    APPROVED_RES
    Since 2023-02-22
  • CO RA
    APPROVED
    Since 2020-07-20

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

5656 S Sycamore St, Littleton, CO 80120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Denver CO 09/2013 07/2020
Nations Financial Group, Inc. Littleton CO 07/2020 Present
Previous Registrations
Other Businesses

LINTON INVESTMENT MANAGEMENT, LLC. 5656 S SYCAMORE ST. LITTLETON, CO 80120. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER. STARTED 1/1/2016. APPROX 0 HRS PER MONTH ON BUSINESS, NONE DURING SECURITIES TRADING HRS. DUTIES ARE TO USE DBA TO PROVIDE INVESTMENT AND ADVISORY SERVICES TO CLIENTS /// WILBANKS WEALTH MANAGEMENT GROUP,LLC. 5656 S SYCAMORE ST. LITTLETON, CO 80120. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER. STARTED 1/1/2020. APPROX 0 HRS PER MONTH ON BUSINESS, NONE DURING SECURITIES TRADING HRS. DUTIES ARE TO USE DBA TO PROVIDE INVESTMENT AND ADVISORY SERVICES TO CLIENTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1983-02-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1983-02-28
Other Names
  • Seward Anderson Linton
  • Andy Linton

View on SEC IAPD

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