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Union, SC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-01-08 |
| SC | RA | APPROVED | 2021-01-06 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kingsmore & Associates | Union | SC | 10/1993 | 12/2021 |
| Kovack Securities Inc. | Columbia | SC | 10/2014 | 01/2021 |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 01/2015 | 01/2021 |
| Kingsmore Wealth Management, Llc | Union | SC | 01/2021 | Present |
1) LIFE & HEALTH INSURANCE SALES; APPROXIMATELY 20 HRS/MONTH. 2) CLEMSON UNIVERSITY TIGER BAND ASSOCIATION - CLEMSON, SC; CUTBA WAS ORGANIZED IN THE LATE 1970S TO SUPPORT TIGER BAND; NON INVESTMENT RELATED; VICE PRESIDENT/BOARD MEMBER/CHAIRMAN OF ANNUAL HOMECOMING ALUMNI TIGER BAND COMMITTEE; VOLUNTEER WORK FOR ACTIVITIES FOR TIGER BAND AND TIGER BAND ALUMNI EVENTS; 1% OF TIME SPENT 3) NOTARY PUBLIC - 1172 SANTUC CARLISLE HWY. UNION, SC 29379; NOTARIZE DOCUMENTS EXECUTED IN THE STATE OF SOUTH CAROLINA; NON INVESTMENT-RELATED ACTIVITY; 1% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-08-02 |
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