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250 East Wisconsin Avenue Suite 1500, Milwaukee, WI 53202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-11-06 |
Branch Locations
250 E. Wisconsin Ave Suite 1500, Milwaukee, WI 53202 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Bay Investment Group Llc | Milwaukee | WI | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-07 |
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