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Daniel Markus Micha

Regal Bay Investment Group, LLC

Milwaukee, WI

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Current Employers
Regal Bay Investment Group, Llc

250 East Wisconsin Avenue Suite 1500, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-11-06
  • WI RA
    APPROVED
    Since 2025-11-06

Branch Locations

250 E. Wisconsin Ave Suite 1500, Milwaukee, WI 53202 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Regal Bay Investment Group Llc Milwaukee WI 10/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-09
S63 Uniform Securities Agent State Law Examination 1983-06-07
  • S65 Uniform Investment Adviser Law Examination
    1999-06-09
  • S63 Uniform Securities Agent State Law Examination
    1983-06-07

View on SEC IAPD

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