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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janus Management Holdings Corp | Denver | CO | 08/2015 | 01/2019 |
| Janus Distributors Llc | Denver | CO | 08/2015 | 01/2019 |
| Schroder Investment Management North America Inc | New York | NY | 01/2019 | 11/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2024 | Present |
1) INSTINCT DIGITAL LIMITED, Vail CO 81657, 07/2025, Board Member, Technology services, NIR, 32 HR/MO, 15 HR/MO TRADING. 2) MONEY MANAGEMENT INSTITUTE, 1401 Broadway, Suite 2601, New York NY 10018, United States, 08/01/2025, W2 Employee, Employee (receive a W-2), NIR, (160) HR/MO - (160) HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-08 |
| S66 | Uniform Combined State Law Examination | 2008-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-17 |
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