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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

1350 Treat Blvd Ste 290, Walnut Creek, CA 94597 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Ready Wealth Advisors Walnut Creek CA 06/2024 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 06/2024 → Present
    Ready Wealth Advisors
    Walnut Creek, CA
Previous Registrations
  • 1989-04-19 → 2010-09-15
    Wealth Management Consultants Inc
  • 2002-09-23 → 2008-09-04
    Walnut Creek, CA
    Walnut Creek, CA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED Y/N: NO ADDRESS: 100 PRINGLE AVE WALNUT CREEK, CA 94596 NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP TO BUSINESS: AGENT START DATE: APX % OF TIME: 5% BRIEF DESCRIPTION OF DUTIES: OFFER LIFE, DISABILITY AND FIXED ANNUITIES; 2. NAME OF OTHER BUSINESS: THE BAUN PROJECT- POINTS OF LIGHT, INVESTMENT RELATED: NO ADDRESS: 735 105TH AVE. OAKLAND, CA 94603, NATURE OF BUSINESS: MISSIONARY/MINISTRY ORGANIZATION (RELIGIOUS-CHRISTIAN), POSITION/TITLE/RELATIONSHIP: BOARD MEMBER-DIRECTOR, BENEFACTOR, VOLUNTEER LEADER, START DATE: AUGUST 2011, APPROX NUMBER OF HOURS PER MONTH: 12-40 HOURS; 3. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 1655 N CALIFORNIA BLVD #156, WALNUT CREEK, CA 94596; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 2019; POSITION/TITLE/RELATIONSHIP: OWNER / LANDLORD; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES; 4. NAME OF OTHER BUSINESS: READY WEALTH ADVISORS, INC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2024;, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-11-29
  • S63 Uniform Securities Agent State Law Examination
    1984-11-29
Designations

View on SEC IAPD

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