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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-15
  • PA RA
    APPROVED
    Since 2023-08-15

Branch Locations

107 Breckenridge Pl Ste 3, Grove City, PA 16127 • United States

2200 Georgetown Dr Ste 200, Sewickley, PA 15143 • United States

101 E Diamond St Ste 220, Butler, PA 16001 • United States

Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-06
LA RA APPROVED 2017-10-05
PA RA APPROVED 2017-10-05
  • TX RA
    APPROVED_RES
    Since 2017-10-06
  • LA RA
    APPROVED
    Since 2017-10-05
  • PA RA
    APPROVED
    Since 2017-10-05

Branch Locations

107 Breckenridge Street Suite 3, Grove City, PA 16127 • United States

2200 Georgetown Drive Suite 200, Sewickley, PA 15143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hefren-Tillotson, Inc. Pittsburgh PA 10/2015 08/2017
Lpl Financial, Llc Pittsburgh PA 10/2017 Present
Stratos Wealth Partners, Ltd Pittsburgh PA 10/2017 Present
Previous Registrations
Other Businesses

1. 10/02/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 10/05/2017 - STRATOS WEALTH PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SEWICKLEY, PA 3. 12/21/2017 - Stratos Wealth Partners, LTD. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 09/13/2017 - 160 Hours Per Month / 8 Hours During Trading - 100% Time Spent - I provide investment advisory services through Stratos Wealth Partners, LTD., an independent investment advisor firm. I started this business activity in 09/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/08/2024 - Butson Financial Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 160 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-14
  • S66 Uniform Combined State Law Examination
    2007-09-14
Other Names
  • Benjamin P Burkley

View on SEC IAPD

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