William Gustav Carson

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-11-02

CA RA
APPROVED

Since 2018-11-02

Branch Locations

Roseville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jhfn Signator Investors, Inc.	Walnut Creek	CA	10/1982	11/2018
Royal Alliance Associates, Inc.	Roseville	CA	11/2018	Present

10/1982 → 11/2018

Jhfn Signator Investors, Inc.

Walnut Creek, CA
11/2018 → Present

Royal Alliance Associates, Inc.

Roseville, CA

Previous Registrations

1999-07-02 → 2018-11-02

Signator Investors, Inc.

Roseville, CA

Lafayette, CA

Concord, CA

Other Businesses

1. ANNUITIES/LIFE INSURANCE POSITION: insurance agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/28/1882 ADDRESS: 1945 vista creek, roseville CA 95661, United States DESCRIPTION: write about 1 life insurance policy and 1 Annuity per year 2. PACIFIC FINANCIAL PARTNERS POSITION: insurance agent NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/28/1882 ADDRESS: 1945 vista creek, roseville CA 95661, United States DESCRIPTION: write about 1 life insurance policy and 1 Annuity per year

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-12-15
S65	Uniform Investment Adviser Law Examination	1999-05-27

S63 Uniform Securities Agent State Law Examination

2016-12-15
S65 Uniform Investment Adviser Law Examination

1999-05-27

Other Names

Bill Carson

View on SEC IAPD