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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-08
  • IL RA
    APPROVED
    Since 2021-12-08

Branch Locations

212 N. Main Street, Morton, IL 61550 • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schaffnit And Associates Morton IL 01/1994 Present
Lpl Financial, Llc Morton IL 07/2004 Present
High Point Planning Partners, Llc Morton IL 04/2012 Present
  • 01/1994 → Present
    Schaffnit And Associates
    Morton, IL
  • 07/2004 → Present
    Lpl Financial, Llc
    Morton, IL
  • 04/2012 → Present
    High Point Planning Partners, Llc
    Morton, IL
Previous Registrations
  • 2012-06-05 → 2021-12-31
    Highpoint Planning Partners
    Downers Grove, IL
    Morton, IL
Other Businesses

1. 07/13/2004: NON-VARIABLE INSURANCE - SELLING GROUP LIFE, DISABILITY AND MEDICAL INSURANCE. - MORTON, IL. 2. 12/18/2008: NON-VARIABLE INSURANCE - ONE RESOURCE GROUP - USING ONE RESOURCE GROUP FOR NON-VARIABLE LIFE INSURANCE AND DISABILITY. PRODUCER-ONLY ROLE. - 5% OF TIME - MORTON, IL. 3. 2/23/2010: REAL ESTATE RENTAL - 212 MAIN L.L.C. - I OWN MY OFFICE BUILDING. I AM THE SOLE TENNANT. - TIME SPENT 1% - MORTON, IL. 4. 8/13/2012: REGISTERED INVESTMENT ADVISOR - HIGHPOINT PLANNING PARTNERS, LLC - FINANCIAL PLANNING, ASSET MANAGEMENT - (HYBRID) HIGHPOINT PLANNING PARTNERS, LLC - TIME SPENT 70% - MORTON, IL. 5. 06/12/2013 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - THE SCHAFFNIT GROUP - MORTON, IL 6. 6/19/2013: NON-VARIABLE INSURANCE - SCHAFFNIT & ASSOCIATES, INC. - SCHAFFNIT AND ASSOCATIATES INC. PROVIDES EMPLOYEE BENEFITS, AS WELL AS INDIVIDUAL LIFE AND DISABILITY INSURANCE, AND PROPERTY AND CASUALTY SALES AND SERVICE. - TIME SPENT 60% - MORTON, IL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-28
S63 Uniform Securities Agent State Law Examination 1991-10-16
  • S65 Uniform Investment Adviser Law Examination
    2005-01-28
  • S63 Uniform Securities Agent State Law Examination
    1991-10-16

View on SEC IAPD

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