Jane C Kelley

Current Employers

Jane C. Kelley

Aptos, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-03-16

CA RA
APPROVED

Since 2018-03-16

Branch Locations

Aptos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance	Aptos	CA	01/1991	06/2023
Jane Carol Kelley Ria Cdbo	Aptos	CA	07/2013	10/2020
Jane Carol Kelley Ria Cdfpi	Aptos	CA	10/2020	Present
Osaic Wealth	Aptos	CA	06/2023	Present

01/1991 → 06/2023

Royal Alliance

Aptos, CA
07/2013 → 10/2020

Jane Carol Kelley Ria Cdbo

Aptos, CA
10/2020 → Present

Jane Carol Kelley Ria Cdfpi

Aptos, CA
06/2023 → Present

Osaic Wealth

Aptos, CA

Other Businesses

1. JANE C. KELLEY POSITION: Owner NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1992 ADDRESS: 304 Palmer Avenue Aptos, CA 95003, Aptos CA 95003, United States DESCRIPTION: Provide consultation to individuals in various areas of personal financial planning

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-16
S63	Uniform Securities Agent State Law Examination	1993-01-28

S65 Uniform Investment Adviser Law Examination

1999-12-16
S63 Uniform Securities Agent State Law Examination

1993-01-28

Designations

Other Names

Jane Carol Kelley
Jane Carol Kelley
Jane C. Kelley

View on SEC IAPD