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Mathew Todd Petty

Charles Schwab Investment Management, Inc

Lone Tree, CO

San Francisco, CA

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-01
CO RA APPROVED 2020-09-01
  • CA RA
    APPROVED
    Since 2020-09-01
  • CO RA
    APPROVED
    Since 2020-09-01

Branch Locations

9825 Schwab Way, Lone Tree, CO 80124 • United States

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Investment Advisory, Inc. Lone Tree CO 01/2010 07/2020
Charles Schwab Investment Management, Inc Lone Tree CO 01/2020 Present
Previous Registrations
  • 2014-03-17 → 2020-09-01
    Charles Schwab Investment Advisory, Inc.
    Englewood, CO
    San Francisco, CA
    Lone Tree, CO
  • 2009-08-11 → 2009-12-31
    Charles Schwab & Co., Inc.
    Englewood, CO
    Englewood, CO
  • 2006-07-27 → 2008-11-04
    Wasatch Advisors Lp
    Salt Lake City, UT
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-22
  • S66 Uniform Combined State Law Examination
    2009-10-22
Designations
Other Names
  • Mathew Todd Petty
  • Matthew Todd Petty

View on SEC IAPD

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