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Jason A Tosh

Arena Private Wealth

Chicago, IL

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Current Employers
Arena Private Wealth

401 N. Michigan Avenue Suite 610, Chicago, IL 60611-5584 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-04
FL RA APPROVED 2025-01-29
IL RA APPROVED 2024-10-24
OH RA APPROVED 2024-10-24
  • TX RA
    APPROVED
    Since 2025-02-04
  • FL RA
    APPROVED
    Since 2025-01-29
  • IL RA
    APPROVED
    Since 2024-10-24
  • OH RA
    APPROVED
    Since 2024-10-24

Branch Locations

401 N. Michigan Avenue Suite 610, Chicago, IL 60611-5584 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Chicago IL 09/2009 04/2021
Mutual Securities, Inc. Camarillo CA 04/2021 01/2025
Objective Capital Management, Llc Chicago IL 04/2021 Present
  • 09/2009 → 04/2021
    Fifth Third Securities
    Chicago, IL
  • 04/2021 → 01/2025
    Mutual Securities, Inc.
    Camarillo, CA
  • 04/2021 → Present
    Chicago, IL
Previous Registrations
  • 2021-05-05 → 2025-12-31
    Chicago, IL
    Fairlawn, OH
  • 2009-09-14 → 2021-05-06
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
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    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
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    Chicago, IL
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    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

1. Objective Capital Management, LLC Start Date: 04/30/2021, 401 N Michigan Ave., Ste. 650, Chicago, IL 60611, LLC, LLC, RIA, Managing Director and Private Wealth Advisor, Private Wealth Advisor at RIA, Providing Financial Planning Services and Portfolio management, Investment Related, 140 Hours per month, 7 Hours per day during trading hours. 2. Tosh Watt Partners, LLC., Start Date: 04/30/2020, 401 N Michigan Ave., Ste. 650, Chicago, IL 60611, LLC, Administrative Operations, Managing Director, Manage income and expenses for tax reporting, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 3. Tosh Travel, LLC; Investment related: No; 1320 Delmar Ln Naples Florida 60612 United States; Short Term Rental ; Owner; 2024-01-09; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 9.Percentage of total yearly compensation expected to be derived from the business: 3;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-03
  • S66 Uniform Combined State Law Examination
    2006-12-03
Designations
Other Names
  • Jason Andrew Tosh

View on SEC IAPD

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