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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2007-04-12
  • IN RA
    APPROVED
    Since 2007-04-12

Branch Locations

3302 Mallard Cove Lane, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance C Milwaukee WI 02/1981 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
  • 02/1981 → Present
    The Northwestern Mutual Life Insurance C
    Milwaukee, WI
  • 05/2007 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2003-10-27 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) RTB PROPERTIES, LLC, INVESTMENT RELATED, 3302 MALLARD COVE LANE, FORT WAYNE, 46804, COMMERCIAL REAL ESTATE, 97% OWNER, 5/9/1997, MANAGE COMMERCIAL REAL ESTATE PROPERTY OF BUSINESS LOCATION. 3) <1% OWNER, TRI-COUNTY BANK & TRUST COMPANY, 18 E. WASHINGTON STREET, ROACHDALE, , INDIANA, 46172, UNITED STATES OF AMERICA, FINANCIAL SERVICES BUSINESS, START DATE: 11/23/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SHAREHOLDER 4) OWNER, SMG LEGACY INC. (WMC COMP AND EA EMPLOYMENT), 3302 MALLARD COVE LN, FORT WAYNE, , INDIANA, 46804, UNITED STATES OF AMERICA, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 6/30/2006, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 5) OWNER, 1857, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/21/2017, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 6) OWNER, 1888, LLC, LEGAL ENTITY - RECEIVING RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 2/1/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 7) TRUSTEE, BETHEL UNIVERSITY, 1001 BETHEL CIRCLE, MISHAWAKA, , INDIANA, 46545, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 05/19/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRUSTEE AND BOARD MEMBER. I WILL ALSO SERVE ON A STANDING COMMITTEE OF THE BOARD, SUCH AS THE FINANCE OR DEVELOPMENT COMMITTEE 8) SMG INSURANCE HOLDINGS, LLC, LEGAL ENTITY, START DATE: 5/20/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5; ESTABLISHED FOR BUSINESS PURPOSES. INVESTMENT-RELATED. 9) SMG LEGACY OF ILLINOIS, INC., 2015 SPRING ROAD, STE. 100,, OAK BROOK, , ILLINOIS, 60523, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 7/1/2025, HOURS PER MONTH: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-06
S63 Uniform Securities Agent State Law Examination 1987-01-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    1987-01-20
Designations
Other Names
  • Randy Lehman

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