David Michael Cass

Current Employers

Employment History

• 11/2015 → 11/2017
  Girard Securities Inc
  San Diego, CA
• 10/2015 → 04/2022
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 11/2017 → 07/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2022 → Present
  Allianz Life
  Minneapolis, MN
• 04/2022 → Present
  The Leaders Group Inc
  Littleton, CO

Previous Registrations

• 2015-11-12 → 2022-04-06
  United Capital Financial Advisors
  Irving, TX
  Columbus, OH
• 2007-04-16 → 2007-07-12
  Chase Investment Services Corp.
  Dublin, OH

Other Businesses

1.) ALLIANZ LIFE - 3/7/2022 - 5701 Golden Hills Drive, Minneapolis, MN 55416-1297 - VP, Head of RIA Concierge Desk, Head of sales unit, Not Invt Rel, Insurance business, 5 hrs/mo; 20 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 4/14/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR, Invt Rep, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2007-04-11
• S63 Uniform Securities Agent State Law Examination
  1982-10-20

Other Names

• David Michael Cass
• Dave Cass