Best Investors Account Sign in
Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2014-01-10
NC RA APPROVED 2014-01-10
  • NM RA
    APPROVED
    Since 2014-01-10
  • NC RA
    APPROVED
    Since 2014-01-10

Branch Locations

Huntersville, NC • United States

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Securities Llc Santa Fe NM 12/2013 12/2024
Thornburg Investment Management Santa Fe NM 01/2025 Present
  • 12/2013 → 12/2024
    Thornburg Securities Llc
    Santa Fe, NM
  • 01/2025 → Present
    Thornburg Investment Management
    Santa Fe, NM
Previous Registrations
Other Businesses

Matthew Seiter Blowing Rock Cabin, business is not investment related, 385 Fox Den Rd. Blowing Rock NC 28605 Vacation Rental owner 07/02/2021 0-3 hours per month Manage and rent out the rental through VRBO Westminster Seminary Endowment Investment Committee Involves investment advice to the endowment, but not investment related for-profit enterprise 2960 Church Rd, Glenside, PA 19038 Church group Investment Committee member Investment Committee member March 1 2025 2 hours per quarter zero hours durign securities trading hours provide advice to endowment for investing assets.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-13
  • S66 Uniform Combined State Law Examination
    2006-12-13

View on SEC IAPD

More in Huntersville, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor