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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-04-29 |
| TX | RA | APPROVED_RES | 2025-04-17 |
Branch Locations
909 Poydras Street; Suite 1300 First Bank & Trust Tower, New Orleans, LA 70112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New Orleans | LA | 01/2013 | 04/2025 |
| Raymond James & Associates | New Orleans | LA | 04/2025 | Present |
(1)Name of Business: Address: Gretna, LA, 70056, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/22/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own rental properties, i collect rent and pay bills
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-11 |
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