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Hassan S Akhtar

J.P. Morgan Securities LLC

Milwaukee, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-22
WI RA APPROVED 2024-03-22
  • TX RA
    APPROVED
    Since 2024-03-22
  • WI RA
    APPROVED
    Since 2024-03-22

Branch Locations

111 E Wisconsin Ave Floor 22, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Milwaukee WI 09/2014 11/2016
Wells Fargo Bank, Na Milwaukee WI 09/2014 06/2018
Wells Fargo Clearing Services, Llc Milwaukee WI 11/2016 06/2018
Jpmorgan Chase Bank, N.A. Milwaukee WI 06/2018 Present
J.P. Morgan Securities Llc Milwaukee WI 06/2018 Present
  • 09/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Milwaukee, WI
  • 09/2014 → 06/2018
    Wells Fargo Bank, Na
    Milwaukee, WI
  • 11/2016 → 06/2018
    Wells Fargo Clearing Services, Llc
    Milwaukee, WI
  • 06/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Milwaukee, WI
  • 06/2018 → Present
    J.P. Morgan Securities Llc
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-22
S66 Uniform Combined State Law Examination 2014-11-20
S63 Uniform Securities Agent State Law Examination 2011-05-17
  • S65 Uniform Investment Adviser Law Examination
    2024-03-22
  • S66 Uniform Combined State Law Examination
    2014-11-20
  • S63 Uniform Securities Agent State Law Examination
    2011-05-17
Other Names
  • Syed Hassan Akhtar
  • Sean S Achter
  • Syed Akhtar
  • Hassan Syed Akhtar

View on SEC IAPD

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ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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