Jay Stanley Mathis

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2026-04-17
TX	RA	APPROVED_RES	2026-03-08

NM RA
APPROVED

Since 2026-04-17
TX RA
APPROVED_RES

Since 2026-03-08

Branch Locations

Alto, NM • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Austin	TX	05/2009	05/2017
Momentum	Alto	NM	05/2017	03/2026
Lpl Financial	Alto	NM	03/2026	Present

05/2009 → 05/2017

Lpl Financial

Austin, TX
05/2017 → 03/2026

Momentum

Alto, NM
03/2026 → Present

Lpl Financial

Alto, NM

Previous Registrations

2017-04-28 → 2026-03-04

Momentum Independent Network Inc.

Lago Vista, TX

Dallas, TX

Lago Vista, TX

Alto, NM
2009-07-14 → 2017-05-15

Lpl Financial Llc

Austin, TX

San Diego, CA

Lago Vista, TX
2000-11-16 → 2003-02-28

Raymond James & Associates, Inc.

Austin, TX

Other Businesses

1. 02/2026 - Black Granite Investment Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/4/2026 2. 02/2026 - El Sueno Bed and Breakfast LLC - Business Owner - Not Inv Related - 05 Hour(s)/Month - 00 Hour(s) During Trading - Alto, NM, 88312 - OBA Start Date: 12/23/2020

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-06-16
S63	Uniform Securities Agent State Law Examination	1982-11-12

S65 Uniform Investment Adviser Law Examination

1993-06-16
S63 Uniform Securities Agent State Law Examination

1982-11-12

Other Names

Stanley Mathis
Stan Mathis

View on SEC IAPD