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James Raymond Carroll

Geneos Wealth Management, Inc.

Englewood, CO

Selkirk, NY

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Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-09
FL RA APPROVED 2007-01-05
  • NY RA
    APPROVED
    Since 2021-02-09
  • FL RA
    APPROVED
    Since 2007-01-05

Branch Locations

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Selkirk, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management Inc. Selkirk NY 08/2006 Present
James R Carroll Clu, Chfc, Iar Selkirk NY 05/2012 Present
Previous Registrations
Other Businesses

1)DBA:JAMES R CARROLL CLU CHFC IAR LOCATED AT BRANCH LOCATION. 2)INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-06
  • S63 Uniform Securities Agent State Law Examination
    1984-10-06
Designations

View on SEC IAPD

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