Thomas Richard Mcnell

Current Employers

Employment History

• 03/2016 → 05/2017
  Morgan Stanley
  Walnut Creek, CA
• 03/2016 → 06/2017
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 06/2017 → 08/2021
  Edward Jones
  St.LOuis, MO
• 08/2021 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 09/2022 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 08/2021 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-06-02 → 2021-08-09
  Edward Jones
  Brentwood, CA
  Brentwood, CA
• 2016-08-10 → 2017-06-05
  Morgan Stanley
  Walnut Creek, CA

Other Businesses

1.) KIWANIS CLUB OF THE DELTA ANTIOCH; VOLUNTEER PRESIDENT; NON-PROFIT ORGANIZATION; START DATE 02/06/2018; 4 HOURS PER MONTH. 2.) NAME OF OTHER BUSINESS: ENHANCED FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: DELTA VETERANS GROUP; INVESTMENT RELATED: NO; ADDRESS: 815 FULTON SHIPYARD ROAD ANTIOCH, CA 94509 NATURE OF BUSINESS: NON PROFIT; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: EXECUTIVE BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP ARRANGE EVENTS, SELECT VETERANS TO HONOR, VOTE ALONG WITH BOARD MEMBERS ON FINANCIAL MATTERS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-22
• S66 Uniform Combined State Law Examination
  2016-05-20
• S63 Uniform Securities Agent State Law Examination
  1995-07-10

Other Names

• Thomas Richard Mcnell
• Thomas Richard Mcnell