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Glendale, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-24 |
| CA | RA | APPROVED | 1991-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| William C. Hoeffer, Jr. Inc. | Glendale | CA | 12/1989 | Present |
| Financial West Group | Westlake Village | CA | 11/1991 | 08/2017 |
| Western International Securities, Inc. | Pasadena | CA | 08/2017 | 06/2025 |
| The Leaders Group Inc | Summit | NJ | 06/2025 | Present |
| William C Hoeffer Jr Inc | Glendale | CA | 01/1991 | Present |
1.) WILLIAM C HOEFFER JR INC - 1/14/91 - 1651 Colina Drive, Glendale, CA 91208 - Registered IAR, Financial Planning, insurance and pension consulting & investment advisement, Invt Rel, RA business, 156 hrs/mo; 130 hrs/mo (during trading hours). 2.) WILLIAM C HOEFFER JR INC - 12/18/89 - 1651 Colina Drive, Glendale, CA 91208 - President, Life/Health/DI insurance sales, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) INDEPENDENT INSURANCE AGENT - 8/10/82 - 1651 Colina Drive, Glendale, CA 91208 - Independent Agent, Sales and marketing, Not Invt Rel, Insurance sales business, 156 hrs/mo; 130 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-06-26 |
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