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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-10-31 |
| TX | RA | APPROVED_RES | 2025-05-28 |
| CA | RA | APPROVED | 2007-05-29 |
Branch Locations
Cwm Retail, Sales 10680 West Pico Blvd., Los Angeles, CA 90064 • United States
Citi Wealth Management, Sales 300 South Grand Avenue, Fl 31, Los Angeles, CA 90071 • United States
Cwm Retail, Sales 15215 W. Sunset Blvd., Pacific Palisades, CA 90272 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Los Angeles | CA | 05/2007 | Present |
Rental Property - Los Angeles, CA; Investment-related; Affiliation started 10/01/2018; Title: Landlord; Duties: Pay mortgage, maintenance and property taxes; No time is devoted each month during securities trading hours; 2 hours are devoted to the rental each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-06 |
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